Filing Details
- Accession Number:
- 0001209191-20-048411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-26 17:08:59
- Reporting Period:
- 2020-08-24
- Accepted Time:
- 2020-08-26 17:08:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1299130 | Pacific Biosciences Of California Inc. | PACB | Laboratory Analytical Instruments (3826) | 161590339 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317102 | Michael Hunkapiller | Pacific Biosciences Of California, Inc. 1305 O'Brien Drive Menlo Park CA 94025 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-24 | 259,164 | $6.63 | 1,162,830 | No | 4 | S | Indirect | By Alloy Ventures |
| Common Stock | Disposition | 2020-08-25 | 228,632 | $6.44 | 934,198 | No | 4 | S | Indirect | By Alloy Ventures |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Alloy Ventures |
| No | 4 | S | Indirect | By Alloy Ventures |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,398,215 | Direct |
Footnotes
- This sale price represents the weighted average sale price of the shares sold ranging from $6.55 to $6.695 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 222,622 shares held by Alloy Ventures 2002, L.P., and (iii) 6,010 shares held by Alloy Partners 2002, L.P.
- These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner of Alloy Ventures 2005, L.P. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.
- This sale price represents the weighted average sale price of the shares sold ranging from $6.315 to $6.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Shares held by Alloy Ventures 2005, L.P.
Billionaire Hedge Funds
