Filing Details
- Accession Number:
- 0000709283-20-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-26 16:23:21
- Reporting Period:
- 2020-08-24
- Accepted Time:
- 2020-08-26 16:23:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
709283 | Quantum Corp | QMCO | Computer Storage Devices (3572) | 942665054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1597383 | W. Lewis Moorehead | C/O Quantum Corporation 224 Airport Parkway Suite 550 San Jose CA 95110 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-24 | 4,465 | $5.38 | 157,962 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on November 1, 2018.
- This is the weighted average price of the shares sold, which ranged from $5.3798 to $5.5240 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Includes 596 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020.