Filing Details
- Accession Number:
- 0000709283-20-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-26 16:22:51
- Reporting Period:
- 2020-08-24
- Accepted Time:
- 2020-08-26 16:22:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709283 | Quantum Corp | QMCO | Computer Storage Devices (3572) | 942665054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1770712 | Elizabeth King | C/O Quantum Corporation 224 Airport Parkway, Suite 550 San Jose CA 95110 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-24 | 17,282 | $5.38 | 314,438 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-24 | 17,282 | $5.38 | 297,156 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units granted on April 1, 2019.
- This is the weighted average price of the shares sold, which ranged from $5.3798 to $5.5322 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Includes 4,220 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020.
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on April 1, 2019.
- This is the weighted average price of the shares sold, which ranged from $5.3798 to $5.5230 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Billionaire Hedge Funds
