Filing Details
- Accession Number:
- 0000709283-20-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-26 16:22:28
- Reporting Period:
- 2020-08-24
- Accepted Time:
- 2020-08-26 16:22:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 709283 | Quantum Corp | QMCO | Computer Storage Devices (3572) | 942665054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231559 | Michael J Dodson | C/O Quantum Corporation 224 Airport Parkway, Suite 550 San Jose CA 95110 | Senior Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-24 | 12,266 | $5.38 | 586,286 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on June 1, 2018.
- This is the weighted average price of the shares sold, which ranged from $5.3798 to $5.52 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Includes 3,975 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020.
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