Filing Details
- Accession Number:
- 0001104659-20-098615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-26 12:20:40
- Reporting Period:
- 2020-08-24
- Accepted Time:
- 2020-08-26 12:20:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1467761 | Zoom Telephonics Inc. | ZMTP | Telephone & Telegraph Apparatus (3661) | 042621506 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612424 | Joshua Horowitz | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No | |
| 1726444 | Palm Global Small Cap Master Fund Lp | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No | |
| 1726497 | Palm Management (Us) Llc | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No | |
| 1726523 | C Bradley Palmer | C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-24 | 837 | $1.95 | 1,192,477 | No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
| Common Stock | Acquisiton | 2020-08-25 | 14,163 | $1.90 | 1,206,640 | No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
| No | 4 | P | Indirect | By Palm Global Small Cap Master Fund LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,286 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $2.03 | 2020-07-09 | 2023-07-09 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option (right to buy) | $2.04 | 2020-07-13 | 2023-07-13 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-07-09 | 15,000 | 15,000 | Direct |
| 2023-07-13 | 7,500 | 7,500 | Direct |
Footnotes
- The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
- Fully exercisable as of the grant date, July 9, 2020.
- Fully exercisable as of the grant date, July 13, 2020.
Billionaire Hedge Funds
