Home > Insider Trading > Filing (0001104659-20-098615)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1467761	Zoom Telephonics Inc.	ZMTP	Telephone & Telegraph Apparatus (3661)	042621506

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1612424	Joshua Horowitz	C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830	Yes	No	No	No
1726444	Palm Global Small Cap Master Fund Lp	C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830	Yes	No	No	No
1726497	Palm Management (Us) Llc	C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830	Yes	No	No	No
1726523	C Bradley Palmer	C/O Palm Management (Us) Llc 19 West Elm Street Greenwich CT 06830	Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-24	837	$1.95	1,192,477	No	4	P	Indirect	By Palm Global Small Cap Master Fund LP
Common Stock	Acquisiton	2020-08-25	14,163	$1.90	1,206,640	No	4	P	Indirect	By Palm Global Small Cap Master Fund LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Palm Global Small Cap Master Fund LP
No	4	P	Indirect	By Palm Global Small Cap Master Fund LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,286	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$2.03	2020-07-09	2023-07-09	15,000	15,000	Direct
Common Stock	Stock Option (right to buy)	$2.04	2020-07-13	2023-07-13	7,500	7,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-07-09	15,000	15,000	Direct
2023-07-13	7,500	7,500	Direct

Footnotes

The reported shares are owned directly by Palm Global Small Cap Master Fund LP (the "Fund"). Palm Management (US) LLC ("Palm Management"), as the investment manager of the Fund, may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his positions with the Fund and Palm Management, Mr. Joshua S. Horowitz may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Due to his position with Palm Management, Mr. Bradley C. Palmer may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by the Fund. Messrs. Palmer and Horowitz disclaim beneficial ownership of these shares except to the extent of their respective pecuniary interest therein.
Fully exercisable as of the grant date, July 9, 2020.
Fully exercisable as of the grant date, July 13, 2020.