Filing Details
- Accession Number:
- 0001437749-20-018697
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-08-25 19:24:44
- Reporting Period:
- 2020-03-09
- Accepted Time:
- 2020-08-25 19:24:44
- Original Submission Date:
- 2020-03-10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1711496 | Phong Yee Thian | 1055 Wilshire Blvd Suite 1200 Los Angeles CA 90017 | President/Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, No Par Value | Acquisiton | 2020-03-09 | 1,000 | $14.57 | 455,589 | No | 4 | P | Direct | |
| Common Stock, No Par Value | Acquisiton | 2020-03-09 | 100 | $13.89 | 455,689 | No | 4 | P | Direct | |
| Common Stock, No Par Value | Acquisiton | 2020-03-09 | 900 | $13.90 | 456,589 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock Shares | 28,950 | Direct | |
| Stock Options | 304,695 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $9.29 | 2021-05-18 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2022-05-16 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2023-01-01 | 242,156 | 242,156 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2023-05-15 | 10,763 | 10,763 | Direct | |
| Common Stock | Option (right to buy) | $13.21 | 2024-05-21 | 10,250 | 10,250 | Direct | |
| Common Stock | Option (right to buy) | $17.08 | 2025-05-20 | 10,000 | 10,000 | Direct | |
| Common Stock | Option (right to buy) | $18.25 | 2026-05-17 | 10,000 | 10,000 | Direct | |
| Restricted Stock | Restricted Stock Shares | $0.00 | 28,950 | 28,950 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-05-18 | 10,763 | 10,763 | Direct |
| 2022-05-16 | 10,763 | 10,763 | Direct |
| 2023-01-01 | 242,156 | 242,156 | Direct |
| 2023-05-15 | 10,763 | 10,763 | Direct |
| 2024-05-21 | 10,250 | 10,250 | Direct |
| 2025-05-20 | 10,000 | 10,000 | Direct |
| 2026-05-17 | 10,000 | 10,000 | Direct |
| 28,950 | 28,950 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
- These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
- These restricted stock vest in three equal annual installments beginning on year after the 08/15/2018 date of grant.
- There will be no expiration date once restricted stock shares vest.
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