Filing Details
- Accession Number:
- 0001206774-20-002602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-25 19:17:56
- Reporting Period:
- 2020-08-20
- Accepted Time:
- 2020-08-25 19:17:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6494 | Andrea Electronics Corp | ANDR | Radio & Tv Broadcasting & Communications Equipment (3663) | 110482020 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336287 | J Douglas Andrea | C/O Andrea Electronics Corporation 620 Johnson Avenue, Suite I-B Bohemia NY 11716 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-20 | 110,000 | $0.03 | 2,879,700 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-24 | 35,100 | $0.03 | 2,914,800 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2020-08-25 | 4,900 | $0.04 | 2,919,700 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,876 | Indirect | By Daughter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $0.05 | 2017-11-16 | 2026-11-16 | 1,400,000 | 1,400,000 | Direct |
| Common Stock | Stock Option (right to buy) | $0.06 | 2016-08-07 | 2025-08-07 | 500,000 | 500,000 | Direct |
| Common Stock | Stock Option (right to buy) | $0.10 | 2015-09-02 | 2024-09-02 | 500,000 | 500,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-11-16 | 1,400,000 | 1,400,000 | Direct |
| 2025-08-07 | 500,000 | 500,000 | Direct |
| 2024-09-02 | 500,000 | 500,000 | Direct |
Footnotes
- Stock Options granted on November 16, 2016 will vest as follows: 33.3% on November 16, 2017, 33.3% on November 16, 2018 and 33.4% November 16, 2019.
- Stock Options granted on August 7, 2015 will vest as follows: 33.3% on August 7, 2016, 33.3% on August 7, 2017 and 33.4% on August 7, 2018.
- Stock Options granted on September 2, 2014 vested as follows: 33.3% on September 2, 2015, 33.3% on September 2, 2016 and 33.4% on September 2, 2017.
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