Filing Details

Accession Number:
0001209191-20-048279
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-25 17:59:14
Reporting Period:
2020-08-21
Accepted Time:
2020-08-25 17:59:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394056 One Stop Systems Inc. OSS Electronic Computers (3571) 330885351
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1751953 M James Reardon 2235 Enterprise St.
Ste 110
Escondido CA 92029
President, Cdi No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-21 6,954 $2.51 1,191,576 No 4 S Direct
Common Stock Disposition 2020-08-24 11,942 $2.47 1,179,634 No 4 S Direct
Common Stock Disposition 2020-08-25 61,723 $2.59 1,117,911 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.37 to $2.53 per share, inclusive.
  2. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) to this Form 4.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.46 to $2.64 per share, inclusive.