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Filing Details

Accession Number:: 0001500217-20-000064
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-25 16:49:07
Reporting Period:: 2020-08-21

Accepted Time:: 2020-08-25 16:49:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1500217	American Assets Trust Inc.	AAT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1221359	S Ernest Rady	11455 El Camino Real Suite 200 San Diego CA 92130	Chairman, Ceo & President	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	Disposition	2020-07-22	277,900	$0.00	441,441	No	5	J	Indirect	By RFF
Common Stock, Par Value $0.01	Acquisiton	2020-07-22	277,900	$0.00	277,900	No	5	J	Indirect	By RF
Common Stock, Par Value $0.01	Disposition	2020-08-05	441,441	$0.00	0	No	5	J	Indirect	By RFF
Common Stock, Par Value $0.01	Acquisiton	2020-08-05	441,441	$0.00	719,341	No	5	J	Indirect	By RF
Common Stock, Par Value $0.01	Acquisiton	2020-08-21	10,000	$25.06	82,495	No	4	P	Indirect	By ESRT
Common Stock, Par Value $0.01	Acquisiton	2020-08-24	905	$25.13	83,400	No	4	P	Indirect	By ESRT
Common Stock, Par Value $0.01	Acquisiton	2020-08-25	9,095	$25.65	92,495	No	4	P	Indirect	By ESRT

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Indirect	By RFF
No	5	J	Indirect	By RF
No	5	J	Indirect	By RFF
No	5	J	Indirect	By RF
No	4	P	Indirect	By ESRT
No	4	P	Indirect	By ESRT
No	4	P	Indirect	By ESRT

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	6,024,815	Indirect	By ERT
Common Stock, Par Value $0.01	1,260,433	Indirect	By AAI
Common Stock, Par Value $0.01	1,255,336	Indirect	By ICW
Common Stock, Par Value $0.01	200,000	Indirect	By EIC
Common Stock, Par Value $0.01	201,957	Direct

Footnotes

Represents voluntary transfer of shares from RFF (as defined below) to the RF (as defined below).
Represents shares held by Rady Family Foundation dated August 2, 2002 ("RFF"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 135,277 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.