Filing Details

Accession Number:
0001209191-20-048131
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-24 18:04:39
Reporting Period:
2020-08-20
Accepted Time:
2020-08-24 18:04:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299130 Pacific Biosciences Of California Inc. PACB Laboratory Analytical Instruments (3826) 161590339
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317102 Michael Hunkapiller Pacific Biosciences Of California, Inc.
1305 O'Brien Drive
Menlo Park CA 94025
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-20 256,554 $6.47 1,611,841 No 4 S Indirect By Alloy Ventures
Common Stock Disposition 2020-08-21 189,847 $6.57 1,421,994 No 4 S Indirect By Alloy Ventures
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Alloy Ventures
No 4 S Indirect By Alloy Ventures
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,398,215 Direct
Footnotes
  1. This sale price represents the weighted average sale price of the shares sold ranging from $6.415 to $6.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  2. Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 659,829 shares held by Alloy Ventures 2002, L.P., and (iii) 17,814 shares held by Alloy Partners 2002, L.P.
  3. These are funds affiliated with Alloy Ventures ("Alloy") where the Reporting Person is a General Partner. The Reporting Person disclaims beneficial ownership of any shares held of record by these funds affiliated with Alloy except to the extent of his pecuniary interest therein.
  4. This sale price represents the weighted average sale price of the shares sold ranging from $6.55 to $6.665 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  5. Consists of (i) 934,198 shares held by Alloy Ventures 2005, L.P., (ii) 474,973 shares held by Alloy Ventures 2002, L.P., and (iii) 12,823 shares held by Alloy Partners 2002, L.P.