Filing Details
- Accession Number:
- 0001415889-20-002181
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-24 16:31:12
- Reporting Period:
- 2020-08-21
- Accepted Time:
- 2020-08-24 16:31:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411685 | Vistagen Therapeutics Inc. | VTGN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1114914 | S Jon Saxe | C/O Vistagen Therapeutics, Inc. 343 Allerton Avenue South San Francisco CA 94080 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-21 | 30,000 | $0.69 | 50,000 | No | 4 | P | Indirect | By the Jon S. Saxe and Myrna G. Marshall 1997 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By the Jon S. Saxe and Myrna G. Marshall 1997 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,251 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.678 to $0.697, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form
Billionaire Hedge Funds
