Filing Details
- Accession Number:
- 0001445305-20-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-24 16:21:21
- Reporting Period:
- 2020-08-20
- Accepted Time:
- 2020-08-24 16:21:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1445305 | Workiva Inc | WK | Services-Prepackaged Software (7372) | 472509828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1701596 | Mithun Banarjee | 2900 University Boulevard Ames IA 50010 | Evp And Chief Customer Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-08-20 | 5,000 | $16.66 | 171,100 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-08-20 | 6,000 | $14.28 | 177,100 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-08-20 | 6,184 | $55.25 | 170,916 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-20 | 4,816 | $55.92 | 166,100 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-20 | 6,118 | $55.36 | 159,982 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-08-20 | 508 | $56.03 | 159,474 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2020-08-21 | 2,789 | $14.28 | 162,263 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2020-08-21 | 8,250 | $13.55 | 170,513 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-08-21 | 11,039 | $55.05 | 159,474 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2020-08-20 | 5,000 | $55.21 | 5,000 | $16.66 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2020-08-20 | 6,000 | $55.81 | 6,000 | $14.28 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2020-08-21 | 2,789 | $55.05 | 2,789 | $14.28 |
| Class A Common Stock | Employee Stock Option to Purchase Class A Common Stock | Disposition | 2020-08-21 | 8,250 | $55.05 | 8,250 | $13.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-04 | 2026-01-03 | No | 4 | M | Direct |
| 2,789 | 2017-07-01 | 2026-07-31 | No | 4 | M | Direct |
| 0 | 2017-07-01 | 2026-07-31 | No | 4 | M | Direct |
| 2,750 | 2018-01-03 | 2027-01-02 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.65 to $55.62. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.68 to $56.21. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.98 to $55.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.98 to $56.11. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.61 to $55.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Billionaire Hedge Funds
