Filing Details
- Accession Number:
- 0001209191-20-047930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-21 16:29:15
- Reporting Period:
- 2020-08-19
- Accepted Time:
- 2020-08-21 16:29:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
110621 | Rpm International Inc | RPM | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 020642224 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1224025 | C Frank Sullivan | 2628 Pearl Road P.o. Box 777 Medina OH 44258 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Disposition | 2020-08-19 | 12,126 | $84.98 | 986,766 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2020-08-20 | 24,874 | $84.55 | 961,892 | No | 4 | S | Direct | |
Common Stock, $0.01 Par Value | Disposition | 2020-08-19 | 655 | $84.98 | 1,345 | No | 4 | S | Indirect | By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 |
Common Stock, $0.01 Par Value | Disposition | 2020-08-20 | 1,345 | $84.55 | 0 | No | 4 | S | Indirect | By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 |
No | 4 | S | Indirect | By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 15,000 | Indirect | By LLC |
Common Stock, $0.01 Par Value | 9,600 | Indirect | By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 |
Common Stock, $0.01 Par Value | 3,000 | Indirect | As custodian for son |
Common Stock, $0.01 Par Value | 4,710 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $0.00 | 1,610,000 | 1,610,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,610,000 | 1,610,000 | Direct |
Footnotes
- Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- Approximate number of shares held as of July 22, 2020 in the account of the reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2020 and expire 10 years from the date of grant.