Filing Details
- Accession Number:
- 0000899243-20-023198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-21 16:15:47
- Reporting Period:
- 2020-08-19
- Accepted Time:
- 2020-08-21 16:15:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580063 | Progenity Inc. | PROG | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1329344 | Harry Stylli | C/O Progenity, Inc. 4330 La Jolla Village Drive, Suite 200 San Diego CA 92122 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-19 | 10,000 | $8.94 | 14,463,969 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-02-05 | 478,148 | $0.00 | 478,148 | $9.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
478,148 | 2030-02-05 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.87 to $8.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range.
- Includes 239,074 restricted stock units ("RSUs"), 24,900 of which have vested as of June 18, 2020. Subject to the Reporting Person's continued service to the Issuer, all unvested RSUs will vest in semi-annual installments beginning on February 15, 2021 and ending on August 15, 2024. The Reporting Person's Form 3 filed on June 18, 2020 (the "Form 3") reported a vested amount of 19,922 and a final vesting date of February 15, 2024 in error.
- This option represents the right to purchase a total of 478,148 shares of the Issuer's common stock, 49,805 of which have vested as of June 18, 2020, with the remaining shares vesting in equal monthly installments through January 15, 2024, subject to the Reporting Person's continued service to the Issuer. The Form 3 reported a vesting schedule of one quarter vesting on February 5, 2021, with the remaining three quarters vesting in equal monthly installments for the following three years, in error.