Filing Details
- Accession Number:
- 0001713310-20-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-21 10:08:32
- Reporting Period:
- 2020-08-20
- Accepted Time:
- 2020-08-21 10:08:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713310 | S Brian Fetterolf | 301 Grant Street Suite 2700 Pittsburgh PA 15219 | Ceo, Tsc Bank, Director Tsc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-20 | 1,250 | $14.02 | 76,572 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 213,325 | Direct | |
Common Stock | 13,334 | Indirect | Trust for Donald L. Fetterolf |
Common Stock | 10,750 | Indirect | Crosshair Ventures, L.P. |
Depositary Shares - Series A | 4,000 | Direct | |
Depositary Shares - Series B | 1,000 | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.994 to $14.05, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Held jointly with Reporting Person's spouse.
- The Reporting Person is one of two trustees and a beneficiary of the Trust.
- The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.