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Filing Details

Accession Number:: 0001104659-20-097305
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-20 17:12:07
Reporting Period:: 2020-08-18

Accepted Time:: 2020-08-20 17:12:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1802450	Lionheart Acquisition Corp. Ii	LCAP	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1793414	Ophir Sternberg	4218 2Nd Avenue Miami FL 33137	President And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2020-08-18	595,000	$10.00	595,000	No	4	P	Indirect	By Lionheart Equities, LLC
Class A Common Stock	Disposition	2020-08-18	335,000	$10.00	260,000	No	4	S	Indirect	By Lionheart Equities, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Lionheart Equities, LLC
No	4	S	Indirect	By Lionheart Equities, LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-08-18	1,005,000	$0.00	1,005,000	$0.00
Class A Common Stock	Warrants to purchase Class A Common Stock	Acquisiton	2020-08-18	297,500	$0.00	297,500	$11.50
Class A Common Stock	Warrants to purchase Class A Common Stock	Disposition	2020-08-18	167,500	$0.00	167,500	$11.50

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,662,500	No	4	S	Indirect
297,500	No	4	P	Indirect
130,000	No	4	S	Indirect

Footnotes

Immediately following the closing of the offering, Lionheart Equities, LLC acquired units (each, a "Private Unit") in a private placement that closed simultaneously with the closing of the offering. Each Private Unit consists of one share of Class A common stock and one-half of one warrant (each, a "Private Warrant"), with each whole Private Warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment as described in the registrant's registration on Form S-1 (File No. 333-240130) (the "Registration Statement")
Represents shares held by Lionheart Equities, LLC, over which Ophir Sternberg has voting and dispositive power.
Immediately following the closing of the offering, Lionheart Equities, LLC transferred shares of Class B common stock to certain persons. As described in the Registration Statement under the heading "Description of Securities - Founder Shares and Private Units," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
Immediately following the closing of the offering, Lionheart Equities, LLC transferred 335,000 Private Units to certain persons.
The Private Warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The Private Warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement.