Filing Details
- Accession Number:
- 0000950103-20-016187
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-20 16:29:23
- Reporting Period:
- 2020-08-18
- Accepted Time:
- 2020-08-20 16:29:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642545 | Shockwave Medical Inc. | SWAV | Surgical & Medical Instruments & Apparatus (3841) | 270494101 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768497 | Colin Cahill | C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-18 | 5,793 | $17.00 | 8,494 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-18 | 1,832 | $55.05 | 6,662 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2020-08-18 | 5,793 | $0.00 | 5,793 | $17.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,588 | 2029-03-06 | No | 4 | M | Direct |
Footnotes
- 1/3rd of the options vest each year beginning on March 11, 2020 until 100% of the options have vested.
Billionaire Hedge Funds
