Filing Details
- Accession Number:
- 0001683168-20-002830
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2020-08-20 15:51:53
- Reporting Period:
- 2020-06-30
- Accepted Time:
- 2020-08-20 15:51:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1376793 | Cavitation Technologies Inc. | CVAT | Agricultural Services (700) | 204907818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1699734 | Naum Voloshin | 10019 Canoga Avenue Chatsworth CA 91311 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-05-04 | 300,000 | $0.01 | 1,100,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-05-04 | 100,000 | $0.01 | 1,100,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-15 | 300,000 | $0.01 | 1,100,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-15 | 400,000 | $0.01 | 1,100,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Acquisiton | 2017-01-13 | 3,000,000 | $0.00 | 3,000,000 | $0.03 |
Common Stock | Warrants | Acquisiton | 2019-12-26 | 3,000,000 | $0.00 | 3,000,000 | $0.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,000,000 | 2017-01-13 | 2027-01-13 | No | 4 | A | Direct |
9,000,000 | 2019-12-26 | 2029-12-26 | No | 4 | A | Direct |
Footnotes
- Reporting Person acquired Issuer's Warrants as part of compensation for Reporting Person's employment at Issuer.