Filing Details
- Accession Number:
- 0001573221-20-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-20 13:45:20
- Reporting Period:
- 2020-08-18
- Accepted Time:
- 2020-08-20 13:45:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1573221 | Therealreal Inc. | REAL | Retail-Miscellaneous Retail (5900) | 451234222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1780474 | Fredrik Bjork | C/O Therealreal 55 Francisco Street San Francisco CA 94133 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-18 | 23,000 | $3.48 | 237,663 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-18 | 23,000 | $18.00 | 214,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-18 | 55,245 | $2.68 | 269,908 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-18 | 55,245 | $18.00 | 214,663 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-08-18 | 35,380 | $2.68 | 250,043 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-18 | 35,380 | $18.00 | 214,663 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-08-18 | 55,245 | $0.00 | 55,245 | $2.68 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-08-18 | 23,000 | $0.00 | 23,000 | $3.48 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-08-18 | 35,380 | $0.00 | 35,380 | $2.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 55,240 | 2027-09-21 | No | 4 | M | Direct | |
| 0 | 2025-12-17 | No | 4 | M | Direct | |
| 4,135 | 2027-09-21 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2019, as amended.
- This option vests in 48 substantially equal monthly installments beginning on October 21, 2017, and subject to the reporting person's continuous service as of each vesting date thereafter and is subject to acceleration upon certain events
- The option, representing the right to purchase a total of 23,000 shares of TheRealReal, Inc. common stock, became fully exercisable on December 17, 2019.
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