Filing Details
- Accession Number:
- 0001124796-20-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-19 21:26:01
- Reporting Period:
- 2020-08-17
- Accepted Time:
- 2020-08-19 21:26:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1468711 | Ran Bareket | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-17 | 24,000 | $0.00 | 168,420 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-08-17 | 4,606 | $24.62 | 163,814 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-08-18 | 12,500 | $9.70 | 176,314 | No | 4 | X | Direct | |
Common Stock | Disposition | 2020-08-18 | 12,500 | $24.21 | 163,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-08-18 | 12,500 | $0.00 | 12,500 | $9.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
132,191 | 2028-02-17 | No | 4 | X | Direct |
Footnotes
- Vesting of performance restricted stock awards (PRSAs) issued in 2018, and total achievement at 120% as of June 30, 2020 performance measurement date. PRSAs vesting schedule as follows: 50% of total achievement on August 17, 2020 and remaining 50% on August 17, 2021.
- Includes vested and unvested awards of restricted stock.
- Shares withheld to cover tax liability in connection with the vesting of performance restricted stock awards reported above. These shares were not issued to or sold by the reporting person.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported transaction involves sale transactions from $23.85 to $24.82 per share. The weighted average price per share was $24.21. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
- Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.