Filing Details
- Accession Number:
- 0001493152-20-016360
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-19 18:10:32
- Reporting Period:
- 2020-08-17
- Accepted Time:
- 2020-08-19 18:10:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 81955 | Rand Capital Corp | RAND | () | 160961359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1792912 | Samuel Adam Gusky | C/O 2200 Rand Building Buffalo, NY 14203 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-19 | 500 | $11.18 | 3,099 | No | 4 | P | Indirect | By LLC |
| Common Stock | Acquisiton | 2020-08-18 | 500 | $11.15 | 2,599 | No | 4 | P | Indirect | By LLC |
| Common Stock | Acquisiton | 2020-08-17 | 599 | $11.09 | 2,099 | No | 4 | P | Indirect | By LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By LLC |
| No | 4 | P | Indirect | By LLC |
| No | 4 | P | Indirect | By LLC |
Footnotes
- The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.12 to $11.25 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Rand Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.
- The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $11.07 to $11.15 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Rand Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
