Filing Details
- Accession Number:
- 0001209191-20-047432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-19 11:58:38
- Reporting Period:
- 2020-08-17
- Accepted Time:
- 2020-08-19 11:58:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1462120 | Live Oak Bancshares Inc. | LOB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1036743 | Iii S James Mahan | 1741 Tiburon Drive Wilmington NC 28403 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Voting Common Stock | Acquisiton | 2020-08-17 | 25,000 | $19.25 | 3,100,218 | No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
Voting Common Stock | Acquisiton | 2020-08-18 | 20,378 | $18.89 | 3,120,596 | No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Voting Common Stock | 3,159,714 | Indirect | By Marguerite D. Mahan Revocable Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $19.09 to $19.33. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- This transaction was executed in multiple trades at prices ranging from $18.74 to $18.955. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.