Filing Details
- Accession Number:
- 0001209191-20-047377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-18 20:45:38
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2020-08-18 20:45:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575793 | Energous Corp | WATT | Radio & Tv Broadcasting & Communications Equipment (3663) | 461318953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1785783 | G. Rahul Patel | C/O Energous Corporation 3590 North First Street, Suite 210 San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-15 | 14,021 | $0.00 | 14,021 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-14 | 7,712 | $3.30 | 6,309 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2020-08-15 | 14,021 | $0.00 | 14,021 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,042 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Certain shares were sold by the Reporting Person to cover tax obligations in connection with the vesting of restricted stock units.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the issuer's common stock upon settlement.
- The RSUs vest as to 1/3 of the total shares annually on the first three anniversaries of August 15, 2019.