Filing Details

Accession Number:
0001209191-20-047327
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-18 19:13:22
Reporting Period:
2020-08-17
Accepted Time:
2020-08-18 19:13:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE Electrical Industrial Apparatus (3620) 770565408
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746127 Swaminathan Venkataraman 4353 North First Street
San Jose CA 95134
Evp & Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2020-08-17 1,650 $14.16 148,428 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 170,000 Indirect The Venkataraman Living Trust dated June 8, 2011
Footnotes
  1. Sales of shares to satisfy tax withholding obligations incurred upon settlement of RSUs that vested on August 15, 2020, the acquisition of whichwere previously reported on Table I. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. The price reported represents the weighted average sale price per share.The shares were sold in multiple transactions at prices ranging from $14.13 to $14.49. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3.