Filing Details

Accession Number:
0001562180-20-005510
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-18 17:11:50
Reporting Period:
2020-08-14
Accepted Time:
2020-08-18 17:11:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1636422 Health Catalyst Inc. HCAT Services-Computer Programming, Data Processing, Etc. (7370) 453337483
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1780980 D. Daniel Burton C/O Health Catalyst, Inc.
3165 Millrock Drive, #400
Salt Lake City UT 84121
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-14 61,190 $10.30 243,129 No 4 M Direct
Common Stock Disposition 2020-08-14 61,190 $31.41 181,939 No 4 S Direct
Common Stock Acquisiton 2020-08-17 15,235 $6.24 197,174 No 4 M Direct
Common Stock Acquisiton 2020-08-17 67,934 $10.80 265,108 No 4 M Direct
Common Stock Acquisiton 2020-08-17 27,253 $10.30 292,361 No 4 M Direct
Common Stock Disposition 2020-08-17 72,937 $32.05 219,424 No 4 S Direct
Common Stock Disposition 2020-08-17 37,485 $32.05 181,939 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-08-14 61,190 $0.00 61,190 $10.30
Common Stock Stock Option (Right to Buy) Disposition 2020-08-17 67,934 $0.00 67,934 $10.80
Common Stock Stock Option (Right to Buy) Disposition 2020-08-17 27,253 $0.00 27,253 $10.30
Common Stock Stock Option (Right to Buy) Disposition 2020-08-17 15,235 $0.00 15,235 $6.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,253 2019-12-17 2025-12-17 No 4 M Direct
679,289 2028-09-27 No 4 M Direct
0 2019-12-17 2025-12-17 No 4 M Direct
20 2018-05-13 2024-06-12 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on November 22, 2019, in accordance with Rule 10b5-1.
  2. Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $32.05 to $32.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (2) and (3).
  3. Represents a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $31.05 to $32.04, inclusive.
  4. 25% of the 261,166 shares underlying the options vested in an annual installment on December 17, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on December 17, 2019.
  5. 25% of the 747,223 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on September 25, 2022.
  6. 25% of the 76,465 shares underlying the options vested in an annual installment on May 13, 2015 and the remaining balance vested in equal monthly installments until the option vested in full on May 13, 2018.