Filing Details

Accession Number:
0000899243-20-022737
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-18 16:56:58
Reporting Period:
2020-08-14
Accepted Time:
2020-08-18 16:56:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884940 Stein Mart Inc SMRT Retail-Family Clothing Stores (5651) 640466198
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903240 Jay Stein 8265 Bayberry Rd.
Jacksonville FL 32256
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-14 5,090,000 $0.12 12,249,544 No 4 S Indirect See footnote
Common Stock Disposition 2020-08-17 8,091,940 $0.18 4,157,604 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.10 to $0.1313. The reporting person undertakes to provide Stein Mart Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. By Stein Family Holdco LLC. The reporting person is the manager of Stein Family Holdco LLC.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1509 to $0.2187. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.