Filing Details
- Accession Number:
- 0000899243-20-022737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-18 16:56:58
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2020-08-18 16:56:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
903240 | Jay Stein | 8265 Bayberry Rd. Jacksonville FL 32256 | Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-14 | 5,090,000 | $0.12 | 12,249,544 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2020-08-17 | 8,091,940 | $0.18 | 4,157,604 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.10 to $0.1313. The reporting person undertakes to provide Stein Mart Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- By Stein Family Holdco LLC. The reporting person is the manager of Stein Family Holdco LLC.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.1509 to $0.2187. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.