Filing Details
- Accession Number:
- 0001104659-20-096431
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-08-18 13:39:11
- Reporting Period:
- 2020-07-15
- Accepted Time:
- 2020-08-18 13:39:11
- Original Submission Date:
- 2020-07-16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
897802 | Special Opportunities Fund Inc. | SPE | (0) | 133702911 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1067621 | Phillip Goldstein | 60 Heritage Drive Pleasantville NY 10570 | Chairman And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-15 | 6,418 | $11.74 | 108,734 | No | 4 | P | Direct | |
Common Stock | Disposition | 2020-07-15 | 1,431 | $11.74 | 1,000 | No | 4 | S | Indirect | Spouse |
Common Stock | Disposition | 2020-07-15 | 4,987 | $11.74 | 103,747 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Indirect | Spouse |
No | 4 | S | Direct |
Footnotes
- The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- On July 15, 2020 the Reporting Person cross-traded a combined total of 6,418 shares from two of his accounts (one held Directly and one held Indirectly) to an account held Directly. This Form 4 amendment is being filed to correct the information presented in the Form 4 filed on July 16, 2020 in connection with such reported transactions.