Filing Details

Accession Number:
0001179110-20-009098
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-17 19:12:10
Reporting Period:
2020-08-13
Accepted Time:
2020-08-17 19:12:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708341 Allied Esports Entertainment Inc. AESE Services-Amusement & Recreation Services (7900) 821659427
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1821078 Judson Hannigan 17877 Von Karman Ave
Suite 300
Irvine CA 92614
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-13 48,032 $1.72 259,715 No 4 S Direct
Common Stock Disposition 2020-08-14 58,673 $1.60 201,042 No 4 S Direct
Common Stock Disposition 2020-08-17 31,229 $1.56 169,813 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 13, 2020.
  2. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.61 to $1.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  3. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth.
  5. Includes 31,876 shares issued to the reporting person pursuant to restricted stock grants. Restrictions lapse on 8,834 shares on 11/12/2020, and 23,042 shares on 8/18/2021.