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Filing Details

Accession Number:: 0000899243-20-022476
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-14 19:30:53
Reporting Period:: 2020-08-12

Accepted Time:: 2020-08-14 19:30:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1771515	Grocery Outlet Holding Corp.	GO	Retail-Grocery Stores (5411)	471874201

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1779767	H. Thomas Mcmahon	C/O Grocery Outlet Holding Corp. 5650 Hollis Street Emeryville CA 94608	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-08-12	87,336	$3.81	187,209	No	4	M	Direct
Common Stock	Disposition	2020-08-12	87,336	$43.13	99,873	No	4	S	Direct
Common Stock	Acquisiton	2020-08-13	2,664	$3.81	102,537	No	4	M	Direct
Common Stock	Acquisiton	2020-08-13	10,000	$7.13	112,537	No	4	M	Direct
Common Stock	Disposition	2020-08-13	6,028	$42.56	106,509	No	4	S	Direct
Common Stock	Disposition	2020-08-13	6,636	$42.96	99,873	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2020-08-12	87,336	$0.00	87,336	$3.81
Common Stock	Stock Options (Right to Buy)	Disposition	2020-08-13	2,664	$0.00	2,664	$3.81
Common Stock	Stock Options (Right to Buy)	Disposition	2020-08-13	10,000	$0.00	10,000	$7.13

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
132,017	2024-11-25	No	4	M	Direct
129,353	2024-11-25	No	4	M	Direct
11,352	2024-11-25	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously adopted Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.66, inclusive. The reporting person undertakes to provide to Grocery Outlet Holding Corp. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.84 to $42.83, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.84 to $43.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.
Represents stock options granted on November 25, 2014 which vested in five equal installments on each of the first five anniversaries of the grant date.