Filing Details
- Accession Number:
- 0001225208-20-010667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-14 18:35:07
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2020-08-14 18:35:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1196661 | Jr E Donald Bobo | One Edwards Way Irvine CA 92614 | Cvp,Strategy/Corp Development | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-13 | 24,324 | $0.00 | 48,508 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2020-08-14 | 13,074 | $13.98 | 61,582 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-08-14 | 13,074 | $78.75 | 48,508 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-08-13 | 24,324 | $0.00 | 136,020 | No | 5 | G | Indirect | By Trust |
Common Stock | Disposition | 2020-08-13 | 5,000 | $0.00 | 131,020 | No | 5 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By Trust |
No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2020-08-14 | 13,074 | $0.00 | 13,074 | $13.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
104,604 | 2015-05-08 | 2021-05-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,019 | Indirect | 401(k) |
Common Stock | 528 | Indirect | By Son |
Footnotes
- On August 13, 2020, the Insider transfered 24,324 common shares into his trust.
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2020.
- This transaction was executed in multiple trades at prices ranging from $78.5900 to $79.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Shares represented on the most recent statement of Issuer's 401(k) Plan Administrator.