Filing Details

Accession Number:
0001209191-20-046846
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-14 18:08:19
Reporting Period:
2020-08-13
Accepted Time:
2020-08-14 18:08:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879407 Arrowhead Pharmaceuticals Inc. ARWR Pharmaceutical Preparations (2834) 460408024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1423029 Richard Christopher Anzalone 177 E. Colorado Blvd
Suite 700
Pasadena CA 91105
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-13 50,000 $9.90 2,655,237 No 4 M Direct
Common Stock Disposition 2020-08-13 50,000 $41.35 2,605,237 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2020-08-13 50,000 $0.00 50,000 $9.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
895,543 2010-09-01 2020-08-16 No 4 M Direct
Footnotes
  1. Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the SecuritiesExchange Act of 1934, as amended. This option exercise was completed as the underlying option was due to expire in August 2020.
  2. Includes a total of 1,100,000 shares underlying restricted stock units that may be earned based on the achievement of certain performance goals. If the performance goals are not met within the required time periods, the awards will be forfeited in part or in whole.
  3. Represents first vesting date. Option vested over four years from date of grant.