Filing Details
- Accession Number:
- 0001567619-20-015572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-14 17:52:29
- Reporting Period:
- 2020-08-14
- Accepted Time:
- 2020-08-14 17:52:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884940 | Stein Mart Inc | SMRT | Retail-Family Clothing Stores (5651) | 640466198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181877 | Hunt D Hawkins | C/O Stein Mart, Inc. 1200 Riverplace Boulevard Jacksonville FL 32207 | Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-14 | 190,758 | $0.15 | 206,921 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-08-14 | 179,447 | $0.14 | 27,474 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 350 | Indirect | Irrevocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 66,667 | 66,667 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
66,667 | 66,667 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of SMRT common stock. The restricted stock units vest in three equal annual installments beginning on April 23, 2019.