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Home > Insider Trading > Filing (0001604643-20-000028)

Filing Details

Accession Number:: 0001604643-20-000028
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-13 17:10:05
Reporting Period:: 2020-08-11

Accepted Time:: 2020-08-13 17:10:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604643	Evoqua Water Technologies Corp.	AQUA	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1353838	C Ronald Keating	Evoqua Water Technologies Corp. 210 Sixth Avenue Pittsburgh PA 15222	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-11	14,112	$4.64	479,587	No	4	M	Direct
Common Stock	Disposition	2020-08-11	14,112	$22.00	465,475	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-11	14,112	$0.00	14,112	$4.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,049,469		2024-12-15	No	4	M	Direct

Footnotes

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020.
This amount includes 134,243 unvested restricted stock units in respect of the issuer's common stock. These restricted stock units are scheduled to vest as described in the Form 4 filed by the reporting person on February 19, 2020.
This option is fully vested.