Filing Details

Accession Number:
0000933430-20-000007
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-08-13 16:28:32
Reporting Period:
2020-08-12
Accepted Time:
2020-08-13 16:28:32
Original Submission Date:
2020-08-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539029 Clearside Biomedical Inc. CLSD () IL
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
933430 T Bradford Whitmore 1603 Orrington Ave., Ste 900
Evanston IL 60201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-12 300,000 $1.63 2,900,000 No 4 P Direct
Common Stock Acquisiton 2020-08-13 50,000 $1.65 2,950,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,835,341 Indirect by Grace Brothers, LP
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5866 to $1.71. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on the Form 4.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.59 to $1.6899. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on this Form 4.
  3. As manager of BRO-GP, LLC, Grace Brothers, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 2,835,341 shares of Common Stock.