Filing Details
- Accession Number:
- 0000899243-20-022264
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-13 13:42:40
- Reporting Period:
- 2020-08-11
- Accepted Time:
- 2020-08-13 13:42:40
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632745 | D. Eric Harkness | 233 S. Wacker Dr. Chicago IL 60606 | Svp, Treas. & Chief Risk Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-11 | 4,800 | $39.19 | 13,714 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-11 | 3,600 | $61.18 | 17,314 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-11 | 3,200 | $56.91 | 20,514 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-08-11 | 2,600 | $58.35 | 23,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-08-11 | 5,154 | $68.35 | 17,960 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-08-11 | 8,714 | $68.27 | 9,246 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-11 | 200 | $69.10 | 9,046 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-11 | 102 | $69.05 | 8,944 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-11 | 8,298 | $68.28 | 646 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-08-12 | 646 | $66.57 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2016 NQ Stock Option (Right to Buy) | Disposition | 2020-08-11 | 4,800 | $0.00 | 4,800 | $39.19 |
| Common Stock | 2017 NQ Stock Option (Right to Buy) | Disposition | 2020-08-11 | 3,600 | $0.00 | 3,600 | $61.18 |
| Common Stock | Stock-Settled Stock Appreciation Right | Disposition | 2020-08-11 | 3,200 | $0.00 | 3,200 | $56.91 |
| Common Stock | Stock-Settled Stock Appreciation Right | Disposition | 2020-08-11 | 2,600 | $0.00 | 2,600 | $58.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-28 | 2023-01-28 | No | 4 | M | Direct |
| 0 | 2018-01-26 | 2024-01-26 | No | 4 | M | Direct |
| 0 | 2016-01-29 | 2022-01-29 | No | 4 | M | Direct |
| 0 | 2015-01-30 | 2021-01-30 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sale price. The highest price at which shares were sold was $68.92 and the lowest price at which shares were sold was $68.00.
- Represents the weighted average sale price. The highest price at which shares were sold was $69.15 and the lowest price at which shares were sold was $69.05.
- Represents the weighted average sale price. The highest price at which shares were sold was $69.05 and the lowest price at which shares were sold was $68.97.
- Represents the weighted average sale price. The highest price at which shares were sold was $68.94 and the lowest price at which shares were sold was $67.97.
- Represents the weighted average sale price. The highest price at which shares were sold was $66.7636 and the lowest price at which shares were sold was $66.4300.
Billionaire Hedge Funds
