Filing Details
- Accession Number:
- 0001138639-20-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-12 19:29:29
- Reporting Period:
- 2020-08-10
- Accepted Time:
- 2020-08-12 19:29:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1138639 | Infinera Corp | INFN | Telephone & Telegraph Apparatus (3661) | 770560433 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202482 | J Paul Milbury | C/O Infinera Corporation 140 Caspian Court CA 94089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-10 | 24,185 | $8.08 | 101,915 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | $7.25 | 2021-05-18 | 7,600 | 7,600 | Direct | |
Common Stock | Restricted Stock Units | $0.00 | 32,101 | 32,101 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-05-18 | 7,600 | 7,600 | Direct |
32,101 | 32,101 | Direct |
Footnotes
- This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $7.90 to $8.40 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Milbury will provide full information regarding the number of shares sold at each separate price. The shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- This option is fully vested.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- These RSUs have a vesting commencement date of June 3, 2020 and vest on the earlier of the date of the next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Milbury's continued service to the Company.