Filing Details
- Accession Number:
- 0001127602-20-023492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-12 18:57:04
- Reporting Period:
- 2020-08-10
- Accepted Time:
- 2020-08-12 18:57:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745916 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1575023 | Farhad Nanji | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-10 | 578 | $40.44 | 209,149 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-08-10 | 42,000 | $53.00 | 167,149 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- The Reporting Person received these shares in lieu of cash compensation payable for services rendered as a non-management director of the Issuer during the second quarter of 2020. The transaction is exempt under Rule 16b-3 of the Securities Exchange Act of 1934.
- The reported amount consists of 4,236 restricted stock units and 204,913 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The price reported is the weighted average price of multiple transactions ranging from $53.00 to $53.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- The reported amount consists of 4,236 restricted stock units and 162,913 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.