Filing Details

Accession Number:
0001209191-20-046371
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-12 16:30:47
Reporting Period:
2020-08-10
Accepted Time:
2020-08-12 16:30:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1757898 Steris Plc STE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1776271 L Cary Majors C/O 70 Sir John Rogerson'S Quay
Dublin L2 2
Sr Vp N America Com Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-08-10 3,000 $69.72 22,475 No 4 M Direct
Ordinary Shares Disposition 2020-08-10 3,000 $156.84 19,475 No 4 S Direct
Ordinary Shares Disposition 2020-08-10 2,355 $155.62 17,120 No 4 S Direct
Ordinary Shares Disposition 2020-08-10 218 $155.88 0 No 4 S Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Options (right to buy) Disposition 2020-08-10 3,000 $0.00 3,000 $69.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-06-01 No 4 M Direct
Footnotes
  1. Price reflects a weighted average sale price for multiple transactions ranging from $156.7500 to $156.8950 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. 13,620 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,500 on June 1, 2021; 2,520 on May 31, 2022; 2,224 on May 31, 2023; and 2,376 on June 3, 2024.
  3. 401(k) Plan STERIS shares liquidated at the price of $155.88 per share on August 10, 2020, constituting the Reporting Person's entire interest in STERIS shares under the 401(k) Plan.
  4. This option is part of an option to purchase 12,000 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 12,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.