Filing Details
- Accession Number:
- 0001209191-20-046371
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-12 16:30:47
- Reporting Period:
- 2020-08-10
- Accepted Time:
- 2020-08-12 16:30:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1757898 | Steris Plc | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1776271 | L Cary Majors | C/O 70 Sir John Rogerson'S Quay Dublin L2 2 | Sr Vp N America Com Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2020-08-10 | 3,000 | $69.72 | 22,475 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2020-08-10 | 3,000 | $156.84 | 19,475 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2020-08-10 | 2,355 | $155.62 | 17,120 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2020-08-10 | 218 | $155.88 | 0 | No | 4 | S | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By 401(k) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (right to buy) | Disposition | 2020-08-10 | 3,000 | $0.00 | 3,000 | $69.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2026-06-01 | No | 4 | M | Direct |
Footnotes
- Price reflects a weighted average sale price for multiple transactions ranging from $156.7500 to $156.8950 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- 13,620 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 6,500 on June 1, 2021; 2,520 on May 31, 2022; 2,224 on May 31, 2023; and 2,376 on June 3, 2024.
- 401(k) Plan STERIS shares liquidated at the price of $155.88 per share on August 10, 2020, constituting the Reporting Person's entire interest in STERIS shares under the 401(k) Plan.
- This option is part of an option to purchase 12,000 STERIS ordinary shares, which are fully vested, which was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 12,000 Old STERIS ordinary shares for $69.72 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.