Filing Details
- Accession Number:
- 0001181431-11-021029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-31 18:33:45
- Reporting Period:
- 2011-03-30
- Filing Date:
- 2011-03-31
- Accepted Time:
- 2011-03-31 18:33:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491321 | Todd S Swaringen | Po Box 338 132 North First Street Albemarle NC 28002-0338 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Held By Self) | Acquisiton | 2011-03-30 | 400 | $3.75 | 400 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock (See Footnote 1) | 1,100 | Direct |
Footnotes
- Held by Cede & Co., Depository for Pershing Safekeeper for Stephen Todd Swaringen