Filing Details
- Accession Number:
- 0001683168-20-002642
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-12 16:00:15
- Reporting Period:
- 2020-08-10
- Accepted Time:
- 2020-08-12 16:00:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1708341 | Allied Esports Entertainment Inc. | AESE | Crude Petroleum & Natural Gas (1311) | NV |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490161 | Black Ridge Oil & Gas, Inc. | 110 North 5Th Street, Suite 410 Minneapolis MN 55403 | No | No | Yes | No | |
1534148 | Kenneth Decubellis | 110 North 5Th Street Suite 410 Minneapolis MN 55403 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-10 | 436,002 | $0.00 | 2,417,530 | No | 4 | J | Indirect | By Black Ridge Oil & Gas Inc |
Common Stock | Disposition | 2020-08-10 | 113,000 | $2.02 | 2,304,530 | No | 4 | S | Indirect | By Black Ridge Oil & Gas Inc |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Black Ridge Oil & Gas Inc |
No | 4 | S | Indirect | By Black Ridge Oil & Gas Inc |
Footnotes
- Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest.
- On August 10, 2020 Black Ridge distributed 436,002 shares of its holdings of the Issuer's shares to officers, directors and certain employees pursuant to the 2018 Stock Management Incentive Plan dated March 6, 2018 (the "MIP").
- The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. Of the shares sold, 101,098 shares were sold on behalf of the employees in order to cover payroll tax withholdings and the remaining 11,902 shares were sold by Black Ridge to fund the employer's portion of payroll taxes, each in connection with the distributions pursuant to the MIP, as discussed in footnote (2) above.