Filing Details

Accession Number:
0001683168-20-002642
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-12 16:00:15
Reporting Period:
2020-08-10
Accepted Time:
2020-08-12 16:00:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708341 Allied Esports Entertainment Inc. AESE Crude Petroleum & Natural Gas (1311) NV
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1490161 Black Ridge Oil & Gas, Inc. 110 North 5Th Street, Suite 410
Minneapolis MN 55403
No No Yes No
1534148 Kenneth Decubellis 110 North 5Th Street
Suite 410
Minneapolis MN 55403
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-08-10 436,002 $0.00 2,417,530 No 4 J Indirect By Black Ridge Oil & Gas Inc
Common Stock Disposition 2020-08-10 113,000 $2.02 2,304,530 No 4 S Indirect By Black Ridge Oil & Gas Inc
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Black Ridge Oil & Gas Inc
No 4 S Indirect By Black Ridge Oil & Gas Inc
Footnotes
  1. Mr. DeCubellis, as Chief Executive Officer and Interim Chief Financial Officer of Black Ridge Oil & Gas, Inc. ("Black Ridge") exercises voting and dispositive power over such shares. Mr. DeCubellis disclaims beneficial ownership of such shares except to the extent of his ultimate pecuniary interest.
  2. On August 10, 2020 Black Ridge distributed 436,002 shares of its holdings of the Issuer's shares to officers, directors and certain employees pursuant to the 2018 Stock Management Incentive Plan dated March 6, 2018 (the "MIP").
  3. The sale of the Issuer's shares reflected in Column 4 was made pursuant to a Rule 10b5-1 trading plan entered into by Black Ridge on June 15, 2020. Of the shares sold, 101,098 shares were sold on behalf of the employees in order to cover payroll tax withholdings and the remaining 11,902 shares were sold by Black Ridge to fund the employer's portion of payroll taxes, each in connection with the distributions pursuant to the MIP, as discussed in footnote (2) above.