Filing Details
- Accession Number:
- 0001713310-20-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-12 09:00:55
- Reporting Period:
- 2020-08-11
- Accepted Time:
- 2020-08-12 09:00:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1713310 | S Brian Fetterolf | 301 Grant Street Suite 2700 Pittsburgh PA 15219 | Ceo, Tsc Bank, Director Tsc | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-08-11 | 1,000 | $15.10 | 73,222 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 213,325 | Direct | |
| Common Stock | 13,334 | Indirect | Trust for Donald L. Fetterolf |
| Common Stock | 10,750 | Indirect | Crosshair Ventures, L.P. |
| Depositary Shares - Series A | 4,000 | Direct | |
| Depositary Shares - Series B | 1,000 | Direct |
Footnotes
- This price represents the approximate weighted average price per share of purchases of the Issuer's shares, which were executed at prices ranging from $15.01 to $15.18 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price.
- Held jointly with Reporting Person's Spouse.
- The Reporting Person is one of two trustees and a beneficiary of the Trust.
- The Reporting Person is a limited partner of Crosshair Ventures, L.P. and the President of and has an interest in its general partner.
Billionaire Hedge Funds
