Filing Details
- Accession Number:
- 0000950142-20-001988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-11 19:56:20
- Reporting Period:
- 2020-08-10
- Accepted Time:
- 2020-08-11 19:56:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1805284 | Rocket Companies Inc. | RKT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1797895 | Nancy Tellem | C/O Rocket Companies, Inc. 1050 Woodward Avenue Detroit MI 48226 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-08-10 | 35,000 | $18.00 | 35,000 | No | 4 | P | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 11,111 | Direct |
Footnotes
- Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.
- Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of August 5, 2021, August 5, 2022 and August 5, 2023, subject to the reporting person's continued employment on the applicable vesting date.