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Filing Details

Accession Number:: 0001603978-20-000109
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-08-11 17:27:51
Reporting Period:: 2020-08-11

Accepted Time:: 2020-08-11 17:27:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1603978	Aquabounty Technologies Inc.	AQB	Fishing, Hunting And Trapping (900)	043156167

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1619796	Jr C James Turk	C/O Aquabounty Technologies, Inc. 2 Mill &Amp; Main Place, Suite 395 Maynard MA 01754		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-11	12,000	$2.50	16,964	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options to Purchase Common Stock	$10.50	2014-07-01	2023-07-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$10.80	2015-07-01	2024-07-01	800	800	Direct
Common Stock	Options to Purchase Common Stock	$5.70	2016-02-26	2025-02-26	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$9.60	2017-03-01	2026-03-01	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$14.20	2018-02-27	2027-04-21	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$2.50	2019-02-27	2028-02-27	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$2.11	2020-03-05	2029-03-05	2,500	2,500	Direct
Common Stock	Options to Purchase Common Stock	$1.88	2021-03-12	2030-03-12	2,500	2,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-07-01	800	800	Direct
2024-07-01	800	800	Direct
2025-02-26	2,500	2,500	Direct
2026-03-01	2,500	2,500	Direct
2027-04-21	2,500	2,500	Direct
2028-02-27	2,500	2,500	Direct
2029-03-05	2,500	2,500	Direct
2030-03-12	2,500	2,500	Direct

Footnotes

Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.