Filing Details
- Accession Number:
- 0001603978-20-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-11 17:26:41
- Reporting Period:
- 2020-08-11
- Accepted Time:
- 2020-08-11 17:26:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1603978 | Aquabounty Technologies Inc. | AQB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1583123 | L. Rick Sterling | C/O Aquabounty Technologies, Inc. Two Mill And Main Place, Suite 395 Maynard MA 01754 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-11 | 1,200 | $2.50 | 1,295 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | $2.32 | 2021-05-14 | 2030-05-14 | 2,000 | 2,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2030-05-14 | 2,000 | 2,000 | Direct |
Footnotes
- Options to purchase common stock were granted on 5/14/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.