Filing Details
- Accession Number:
- 0001408408-20-000047
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-11 17:08:26
- Reporting Period:
- 2020-08-07
- Accepted Time:
- 2020-08-11 17:08:26
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1331271 | Bryan Kenneth Dart | P. O. Box 31300 Grand Cayman E9 KY1-1206 | No | No | Yes | No | |
1408408 | Ltd Capital Eastern | 10 Market Street, #773 Camana Bay Grand Cayman E9 KY1-9006 | No | No | Yes | No | |
1488856 | Ltd. Services Portfolio | 10 Market Street, # 773 Camana Bay Grand Cayman E9 KY1-9006 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-08-07 | 28,925,000 | $0.20 | 33,114,597 | No | 4 | C | Direct | |
Common Stock | Disposition | 2020-08-07 | 1,355,604 | $3.83 | 31,758,993 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-08-10 | 7,264,864 | $3.91 | 24,494,129 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-08-11 | 15,864,436 | $2.92 | 8,629,693 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2020-08-07 | 5,785 | $0.00 | 28,925,000 | $0.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Footnotes
- On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock.
- The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.62 to $4.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request.
- The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.65 to $4.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request.
- The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $2.69 to $3.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request