Filing Details

Accession Number:
0001408408-20-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-08-11 17:08:26
Reporting Period:
2020-08-07
Accepted Time:
2020-08-11 17:08:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420720 Ibio Inc. IBIO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1331271 Bryan Kenneth Dart P. O. Box 31300
Grand Cayman E9 KY1-1206
No No Yes No
1408408 Ltd Capital Eastern 10 Market Street, #773
Camana Bay
Grand Cayman E9 KY1-9006
No No Yes No
1488856 Ltd. Services Portfolio 10 Market Street, # 773
Camana Bay
Grand Cayman E9 KY1-9006
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-08-07 28,925,000 $0.20 33,114,597 No 4 C Direct
Common Stock Disposition 2020-08-07 1,355,604 $3.83 31,758,993 No 4 S Direct
Common Stock Disposition 2020-08-10 7,264,864 $3.91 24,494,129 No 4 S Direct
Common Stock Disposition 2020-08-11 15,864,436 $2.92 8,629,693 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2020-08-07 5,785 $0.00 28,925,000 $0.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. On August 6, 2020 Eastern Capital Limited provided notice to the Issuer with effect on August 7, 2020 to convert the shares of Series B Preferred Stock ("Preferred Shares") into shares of Common Stock. The Preferred Shares were convertible into Shares at the option of the holder, at any time, at a conversion price equal to $0.20 per share. As a result, the Preferred Shares converted into 28,925,000 shares of Common Stock.
  2. The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.62 to $4.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request.
  3. The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $3.65 to $4.53. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request.
  4. The Price reported in Column 4 is a weighted average price. This transaction was executed in multiple trades at prices ranging from $2.69 to $3.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff, the Issuer or a security holder of the Issuer upon request