Filing Details
- Accession Number:
- 0001140361-11-019814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-31 17:35:18
- Reporting Period:
- 2011-03-30
- Filing Date:
- 2011-03-31
- Accepted Time:
- 2011-03-31 17:35:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 730272 | Repligen Corp | RGEN | Biological Products, (No Disgnostic Substances) (2836) | 042729386 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241031 | R James Rusche | C/O Repligen Corporation 41 Seyon Street, Building 1, Suite 100 Waltham MA 02453 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-30 | 5,000 | $2.66 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-30 | 20,000 | $1.04 | 20,000 | $2.66 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-30 | 5,000 | $0.00 | 5,000 | $2.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2006-04-03 | 2011-04-03 | No | 4 | D | Direct |
| 0 | 2006-04-03 | 2011-04-03 | No | 4 | M | Direct |
Footnotes
- The option was cancelled by mutual agreement of the Rporting Person and the Issuer in advance of its scheduled expiration date. The Reporting Person received the difference between $3.70, the closing price of the ISsuer's Common Stock on the transaction date, and $2.66, the exercise price of the stock option, less any applicable withholding taxes.
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