Filing Details
- Accession Number:
- 0001091667-20-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-11 16:18:05
- Reporting Period:
- 2020-08-07
- Accepted Time:
- 2020-08-11 16:18:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 841496755 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475452 | David Ellen | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Senior Executive Vicepresident | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-08-07 | 20,000 | $221.25 | 29,678 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2020-08-07 | 14,085 | $601.66 | 15,593 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2020-08-07 | 5,915 | $601.29 | 9,678 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options | Disposition | 2020-08-11 | 20,000 | $0.00 | 20,000 | $221.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
326,890 | 2026-06-17 | No | 4 | M | Direct |
Footnotes
- Exercise of portion of stock options granted on June 17, 2016 under the Charter Communictions, Inc. Amended and Restated 2009 Stock Incentive Plan: 81,378 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 81,378 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 81,378 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
- Withholding of securities for the purpose of paying the exercise price and paying taxes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $601.130 to $601.5852, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.