Filing Details
- Accession Number:
- 0001654954-20-008738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-08-10 18:31:20
- Reporting Period:
- 2020-08-06
- Accepted Time:
- 2020-08-10 18:31:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1658833 | Winfield Steven Knerr | C/O Issuer Direct Corp. One Glenwood Suite 1001 Raleigh NC 27603 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-08-06 | 3,500 | $17.50 | 11,500 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-08-10 | 5,000 | $7.76 | 16,500 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2020-08-10 | 5,000 | $0.00 | 15,000 | $7.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2023-09-27 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold these 3,500 shares in order to pay the exercise price for the option exercise described in footnote 2 below and to pay for income taxes relating to 5,000 restricted stock units which vested February 28, 2020 and are more fully described in the Form 4 filed by the Reporting Person on March 1, 2019.
- The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 15,000 shares of common stock continue to underlie this option.
- All of the shares underlying this option have vested.