Home > Insider Trading > Filing (0001077183-20-000180)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1077183	Neogenomics Inc	NEO	Services-Testing Laboratories (8734)	742897368

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1518734	George Cardoza	12701 Commonwealth Drive Suite 9 Fort Myers FL 33913	President, Pharma Services	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-06	100,000	$7.15	433,402	No	4	M	Direct
Common Stock	Disposition	2020-08-06	82,500	$39.35	350,902	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2020-08-06	100,000	$0.00	100,000	$7.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-04-20	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	20,000	Indirect	Trust by Self

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$7.52	2022-04-28	200,000	200,000	Direct
Common Stock	Stock Option (Right to Buy)	$8.03	2023-02-26	192,500	192,500	Direct
Common Stock	Stock Option (Right to Buy)	$19.60	2024-03-01	51,459	51,459	Direct
Common Stock	Stock Option (Right to Buy)	$28.33	2027-03-02	48,768	48,768	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-04-28	200,000	200,000	Direct
2023-02-26	192,500	192,500	Direct
2024-03-01	51,459	51,459	Direct
2027-03-02	48,768	48,768	Direct

Footnotes

On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.