Filing Details

Accession Number:
0000939057-20-000321
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-08-10 17:33:19
Reporting Period:
2017-02-10
Accepted Time:
2020-08-10 17:33:19
Original Submission Date:
2017-02-14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1530249 Fs Bancorp Inc. FSBW Savings Institutions, Not Federally Chartered (6036) 454585178
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548095 D. Matthew Mullet C/O Fs Bancorp, Inc.
6920 220Th Street Sw
Mountlake Terrace WA 98043
Cfo & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-10 5,763 $16.89 26,281 No 4 M Direct
Common Stock Disposition 2017-02-10 2,822 $39.11 23,459 No 4 S Direct
Common Stock Disposition 2017-02-13 2,941 $38.75 20,518 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-02-10 5,763 $0.00 5,763 $16.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,737 2024-05-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,800 Indirect By spouse's IRA
Common Stock 11,062 Indirect By IRA
Footnotes
  1. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.90 to $39.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
  2. This Form 4/A is being filed to correct this amount, which was inadvertently reported as 5,763 shares (which represents the total shares sold on 2/10/17 and 2/13/17.
  3. The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.50 to $38.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).
  4. Stock options awarded pursuant to the FS Bancorp, Inc. 2013 Equity Incentive Plan. Vests in equal installments of 20% per year beginning on May 8, 2015.