Filing Details
- Accession Number:
- 0000939057-20-000321
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-08-10 17:33:19
- Reporting Period:
- 2017-02-10
- Accepted Time:
- 2020-08-10 17:33:19
- Original Submission Date:
- 2017-02-14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1530249 | Fs Bancorp Inc. | FSBW | Savings Institutions, Not Federally Chartered (6036) | 454585178 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548095 | D. Matthew Mullet | C/O Fs Bancorp, Inc. 6920 220Th Street Sw Mountlake Terrace WA 98043 | Cfo & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-10 | 5,763 | $16.89 | 26,281 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-10 | 2,822 | $39.11 | 23,459 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-13 | 2,941 | $38.75 | 20,518 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2017-02-10 | 5,763 | $0.00 | 5,763 | $16.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,737 | 2024-05-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,800 | Indirect | By spouse's IRA |
Common Stock | 11,062 | Indirect | By IRA |
Footnotes
- The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.90 to $39.30 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
- This Form 4/A is being filed to correct this amount, which was inadvertently reported as 5,763 shares (which represents the total shares sold on 2/10/17 and 2/13/17.
- The reported price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $38.50 to $38.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).
- Stock options awarded pursuant to the FS Bancorp, Inc. 2013 Equity Incentive Plan. Vests in equal installments of 20% per year beginning on May 8, 2015.